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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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61-90 of 541 Jobs Company Location Date
Industrial Leasing - Team Leader, Underwriting
Not Disclosed
Salary: Attractive
Iselin, NJ, 08830 01 Aug
Our client is the very rapidly expanding financial division of a Fortune 100 company, and offers customized solutions in the...
Mananger of Financial Systems
Not Disclosed
Salary: 80,000
Huntington Station, NY, 11747 01 Aug
Lead role systems / applications support activities relating to financial compliance/corporate financial systems. Perform li...
Director of Compliance (Broker/Dealer)
Howard-Sloan Professional...
Salary: Highly Competitive Base S...
Denver, CO 01 Aug
Global Investment Management Firm seeking compliance manager to ensure that the Firm's distributor, a limited purpose broker-...
Compliance Legal Analyst
Bloomberg (USA)
Salary: Competitive Salary
New York, NY, 10022 30 Jul
Bloomberg is the leading global provider of financial data, news and analytics.
Compliance Analyst
BNY Mellon Asset Manageme...
Salary: DOE
New York, NY, 10166 30 Jul
Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a...
Compliance Manager
BNY Mellon Asset Manageme...
Salary: DOE
New York City, NY 30 Jul
Responsible for the supervision and execution of the compliance program for Mutual Funds in accordance with SEC Rule 38(a)-1...
Compliance Reporting Specialist - Officer - (Based in Boston, MA)
JPMorgan
Salary: Competitve
USA-MA-Boston 28 Jul
Please see the job description
Securities Business Auditor
Goldman Sachs
Salary: N/A
New York, NY, 10038 25 Jul
Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm...
Financial Crime Compliance Specialist
Barclays Global Investors...
Salary: Market Rate
San Francisco, CA 24 Jul
Working closely with BGI’s Global Head of Financial Crime, the Financial Crime Compliance Specialist will be required to part...
Fixed Income Compliance Officer
Barclays Global Investors...
Salary: Market Rate
San Francisco, CA 24 Jul
The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma...
Hedge Fund Compliance Associates
Not Disclosed
Salary: Up to $200,000 all in
USA-NY-New York City 18 Jul
Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp...
Junior Compliance Officer
Not Disclosed
Salary: 80,000 - 150,000
New York, NY, 10174 14 Jul
Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program....
Records Manager - Asset Management
Not Disclosed
Salary: 150,000 - 350,000
Manhattan, NY, 10174 14 Jul
The Director of Information and Document Risk Management is responsible for the development and oversight of all components o...
Deputy Compliance Officer
Not Disclosed
Salary: 200,000 - 400,000
New York, NY, 10174 14 Jul
Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w...
Branch Office Manager
Not Disclosed
Salary: 100K
Jersey City, NJ 13 Jul
Compliance branch office manager coming out of a insitutional side of firm.
Compliance Analyst
Robert Half International
Salary: Base plus bonus
Chicago, IL 09 Jul
A growing FCM/ Broker Dealer is seeking a Compliance Analyst to join thier team.
VP - Hedge Fund/Private Equity Structuring
Not Disclosed
Salary: Competitive
New York City, NY 13 Jun
Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The position is with...
Regional Branch Compliance Manager
Not Disclosed
Salary: 85-100k plus bonus
New York, NY 23 May
Regional Branch Compliance Manager
Compliance officer
Not Disclosed
Salary: 75K
USA-NJ-Jersey City 16 May
Compliance officer
Mutual Fund/Adviser Compliance Associate
Hyperion Brookfield Asset...
Salary: Salary commensurate with...
New York, NY, 10281 12 Aug
Hyperion Brookfield Asset Management, Inc. is seeking a Compliance Associate to assist the Chief Compliance Officer of this t...
Chief Administrating Officer - KSA
Lehman Brothers
Salary: Market Rate
Saudi Arabia 20 Aug
Lehman Brothers (ticker symbol: LEH), an innovator in global finance, serves the financial needs of corporations, governments...
Private Equity Lawyer
Fennemore Banks Search &...
Salary: Excellent
UK-London 20 Aug
This leading Private Equity Firm is searching for a highly experienced Senior Associate lawyer to join its London office.
Compliance - Consumer Banking
Michael Page Internationa...
Salary: Very competitive remunera...
Singapore 20 Aug
You will assist the head of compliance to handle his various responsibilites towards the business units. You will build a str...
Lawyer/CAO
Not Disclosed
Salary: Basic + Bonus
UAE-Dubai 20 Aug
An exciting opportunity exists for a qualified lawyer to join this fast paced and dynamic investment firm. Focused more on t...
CFO: Leading IB Moscow
JBS Associates
Salary: $Neg + Bonus
Russian Federation 20 Aug
Leading Investment Bank in Moscow currently looking for a CFO to help drive the business forward.
Compliance Manager (Brokerage & Asset Management)
Manpower Professional
Salary: Attractive & Negotiable
China-Hong Kong 20 Aug
An exciting opportunity is opened up for a seasoned compliance manager to join this leading group to start their new office i...
Senior Regulatory Risk Manager
change
Salary: £Excellent
UK-Edinburgh 20 Aug
Focusing primarily on current and emerging regulations and risks this role is based in one of the top Investment Management F...
Legal Counsel
Robert Half Singapore
Salary: Competitive
Singapore 20 Aug
Legal Counsel opportunity in a leading global Insurer Law Degree holder, minimum 3 years’ legal experience in insurance or a...
Risk Project Manager
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 20 Aug
A European based investment bank is seeking for a Risk Project Manager to join their team.
Legal/Compliance Counsel - Futures Funds (Sing) >5 PQE
Recruit Legal
Salary: Attractive
Singapore 20 Aug
Our client is an international banking/financial services group. There is a new opportunity for a Legal/Compliance Counsel to...
Jobs: Compliance / Legal (61-90 of 541 Jobs)
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